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This exam is administered by the Financial Industry Regulatory Authority (FINRA) (previously the National Association of Securities Dealers (NASD) and provides an individual with the qualifications necessary in order to make different types of trades with all types of corporate securities, excluding commodities and futures. It is also one of the steps necessary in order for a member firm associate to register with FINRA.

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Series 7 7.0

series 7 exam questions, series 7 test questions, series 7 sample questions

Version:	7.0	Date Added:	Jan 27, 2010
File Size:	8.40MB	Downloads:	54
License:	Freeware
System:	Windows 98/XP
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Publisher:	Series 7 , More products
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File size: 8.40MB

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...... Processing Customer Orders and Transactions: 5% of questions Per Exam. Monitoring Economic and Financial Events, Performing Customer Portfolio Analysis and Making Suitable Recommendations: 8% of questions Per Exam. Uniform Securities Agent State Law Exam Question Breakdown. Registration of Persons: 40% of questions Per Exam. Securities: 10% of questions Per Exam. Business Practice: 40% of questions Per Exam. Administrative Provisions & Other Remedies: 10% of questions Per Exam. General Securities Representative - (Series 7) - 250 multiple choice questions - administered in two parts of 125 questions each; 3 hours testing time for each part. This registration qualifies a candidate for the solicitation, purchase, and/or sale of all securities products, including corporate securities, municipal securities, municipal fund securities, options, direct participation programs, investment company products, and variable contracts.

General Securities ......

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Qweas is providing links to Series 7 7.0 as a courtesy, and makes no representations regarding Series 7 or any other applications or any information related thereto.

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